Compliance Officer

DUTIES AND RESPONSIBILITIES

• Be abreast and knowledgeable with regulations on non-bank financial institutions (from the MORNBF), anti-money laundering (from the AMLC) and data privacy (from the NPC).
• Help craft and propose compliance policies and procedures based on above regulations.
• Develop and implement a compliance program to ensure the company operates in accordance with BSP, SEC, AMLC and NPC regulations.
• Be the primary point person in dealing with the examination and findings of the above-mentioned regulatory agencies.
• Design compliance metrics and establish a system for tracking them.
• Sign off on any marketing, advertising collateral and product development to ensure it is compliant to regulations.
• Perform compliance audits to determine whether established protocols and procedures are being followed and where they can be improved.
• Help maintain up to date written documentation and policies related to the organization's business activities.
• Create compliance resources for staff members to reference when they have question.
• Such other task as may, from time to time, be assigned by the Management.

QUALIFICATIONS

• Bachelor's degree in Business Administration, Finance, Accounting, Legal Management, or a related field
• 2–5 years of relevant experience in compliance, audit, risk management, regulatory affairs, or corporate governance
• Knowledge of laws, regulations, company policies, and regulatory requirements relevant to the industry
• Experience in monitoring and ensuring regulatory compliance

Preferred/Advantageous

• Certification in Compliance, Risk Management, Internal Audit, or related fields
• Background in legal or regulatory compliance
• Experience with ISO standards, AML/KYC, data privacy, or industry-specific regulations, depending on the company
• Familiarity with Philippine regulatory bodies such as SEC, BIR, DOLE, BSP, or PSE, depending on the industry

SALARY: Php50,000

WORK LOCATION: Makati

WORK SCHEDULE: Monday - Friday, 9:00 am - 5:00 pm