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Chief Compliance officer

D

Dempsey Resource Management Inc.

45 - 50K PHP
Full-time
120 Rada, Legazpi Village, Makati City, 1200 Metro Manila, Philippines

DUTIES AND RESPONSIBILITIES

1. Be abreast and knowledgeable with regulations on non-bank financial institutions (from

the MORNBFI), anti-money laundering (from the AMLC) and data privacy (from the NPC).

2. Help craft and propose compliance policies and procedures based on above regulations.

3. Develop and implement a compliance program to ensure the company operates in

accordance with BSP, SEC, AMLC and NPC regulations.

4. Be the primary point person in dealing with the examination and Findings the above-

mentioned regulatory agencies.

5. Design compliance metrics and establish a system for tracking them.

6. Sign off on any marketing, advertising collateral and product development to ensure it is

compliant to regulations.

7. Perform compliance audits to determine whether established protocols and procedures

are being followed and where they can be improved.

8. Help maintain up to date written documentation and policies related to the

organization's business activities

9. Create compliance resources for staff members to reference when they have question.

10. Such other task as may, from time to time, be assigned by the Management.


  • Skills and Competencies: Strong analytical skills, attention to detail, and ability to communicate effectively
  • Qualities and Traits: High ethical standards and integrity, proactive in identifying compliance issues
  • Responsibilities and Duties: Ability to develop and implement compliance policies and procedures
  • Working Conditions: Office-based with occasional travel to regulatory meetings